AFSL COMPLIANCE · AI WORKFLOW · 2-MIN DIAGNOSTIC
See how many billable hours your Australian advice firm may be losing to manual compliance and operations work, and which workflow is safest to fix first.
Built by an engineer with 20 years of infrastructure work at JPMorgan, Bank of Tokyo, Crédit Agricole, Stanwell, and currently in Australian regulated financial services.
FIVE INPUTS · TAKES TWO MINUTES
Client-facing advisers only. Not paraplanners or support staff.
Including support, paraplanning, operations, and admin.
Including new SOAs, ROAs, and major variations across all advisers.
Best estimate is fine. Most firms underestimate this by 20-30%.
Or paraplanner equivalent rate if you charge differently.
YOUR ESTIMATED ANNUAL LEAK
Estimate based on conservative recovery rates against your inputs. Range provided to reflect normal year-one variability.
Ranked by annual recoverable value for your specific inputs, weighted by AI safety and compliance risk.
Most advice firms reach for AI to draft Statements of Advice first. That is the most-regulated workflow in your business and where compliance defensibility matters most.
Your firm has lower-risk, higher-ROI workflows where AI can recover meaningful capacity without touching advice judgement. Fix those first. SOA drafting support comes later, if at all, and only as assisted preparation rather than automated drafting.
AI should remove the administrative drag around advice production, not replace the professional judgement inside advice.
Free. We will sanity-check whether your highest-friction workflow is worth fixing now, whether it is too risky to automate, or whether to leave it alone for later. 6 slots per month.
Receive a PDF with your full results, workflow breakdown, and Microsoft-native implementation notes for each priority.
For firms that already know they want a full diagnostic. 2-week structured analysis, implementation roadmap, ROI estimates. AUD $2,500 + GST, fixed scope.